Definitions.

CFR · 2024-01-01 · US · Title 12

The terms used in this part have the following meanings: (1) Means— (i) A depository institution as defined in section 3 of the Federal Deposit Insurance Act (12 U.S.C. 1813); (ii) A branch or agency of a foreign bank, as defined in section 1(b) of the International Banking Act of 1978 (12 U.S.C. 3101); (iii) An organization operating under section 25 or 25A of the Federal Reserve Act (12 U.S.C. 601-604a and 611 through 631); (iv) A credit union, as defined in section 101 of the Federal Credit Union Act (12 U.S.C. 1752); (v) A broker or dealer, as defined in section 3 of the Securities Exchange Act of 1934 (15 U.S.C. 78c); (vi) An investment company, as defined in section 3 of the Investment Company Act of 1940 (15 U.S.C. 80a-3); (vii) An insurance company, as defined in section 2 of the Investment Company Act of 1940 (15 U.S.C. 80a-2); (viii) An investment adviser, as defined in section 202 of the Investment Advisers Act of 1940 (15 U.S.C. 80b-2); (ix) A futures commission merchant, commodity trading advisor, or commodity pool operator, as defined in section 1a of the Commodity Exchange Act (7 U.S.C. 1a); and (x) Any company engaged in activities that are financial in nature or incidental to a financial activity, as described in section 4 of the Bank Holding Company Act of 1956 (12 U.S.C. 1843(k)). (2) Does not include designated contract markets, registered futures associations, swap data repositories, and swap execution facilities registered under the Commodity Exchange Ac

official document · source cfr-2024 · id 12:§ 1320.2