Exemption hearings under section 12(h) of the Securities Exchange Act of 1934.

CFR · 2024-01-01 · US · Title 12

(a) (b) (c) (d) (2) (3) (4) (5) (ii) Each applicant will have an opportunity to make an oral presentation of facts and materials or submit written materials for the record. One or more of the hearing participants may make an oral presentation or a written submission. (iii) After the above presentations, each applicant, followed by one or more of the hearing participants, may make concise summary statements reviewing their position. (6) (7) (8) (9) (e)

official document · source cfr-2024 · id 12:§ 19.120