Filing requirements.

CFR · 2024-01-01 · US · Title 12

(a) (b) (i) A plan of conversion meeting the requirements of § 239.54(b). (ii) Pricing materials meeting the requirements paragraph (g)(2) of this section. (iii) Proxy soliciting materials under § 239.57(d), including: (A) A preliminary proxy statement with signed financial statements; (B) A form of proxy meeting the requirements of § 239.57(b); and (C) Any additional proxy soliciting materials, including press releases, personal solicitation instructions, radio or television scripts that the mutual holding company plans to use or furnish to the members, and a legal opinion indicating that any marketing materials comply with all applicable securities laws. (iv) An offering circular described in § 239.58(a). (v) The documents and information required by Form AC. The mutual holding company may obtain Form AC from the appropriate Reserve Bank and the Board's Web site ( (vi) Where indicated, written consents, signed and dated, of any accountant, attorney, investment banker, appraiser, or other professional who prepared, reviewed, passed upon, or certified any statement, report, or valuation for use. See Form AC, instruction B(7). (vii) The business plan, submitted as a separately bound, confidential exhibit. See paragraph (c) of this section. (viii) Any additional information the Board requests. (2) The Board will not accept for filing, and will return, any application for conversion that is improperly executed, materially deficient, substantially incomplete, or that provides for

official document · source cfr-2024 · id 12:§ 239.55