legal · go-v.org

Service of open-end investment company.

CFR · 2024-01-01 · US · Title 12

An open-end investment company is defined in section 5(a)(1) of the Investment Company Act of 1940 as a company “which is offering for sale or has outstanding any redeemable security of which it is the issuer.” Section 2(a)(31) of said act provides that a

official document · source cfr-2024 · id 12:§ 250.400