Definitions.

CFR · 2024-01-01 · US · Title 12

For purposes of this part— The following terms have the same meaning as in the Commodity Exchange Act: “Affiliated person of a futures commission merchant”; “Associated person”; “Contract of sale”; “Commodity”; “Eligible contract participant”; “Futures commission merchant”; “Security”; and “Security futures product”. (1) Any general partner, officer, director, or owner of ten percent or more of the capital stock of the FDIC-supervised insured depository institution; (2) An associated person or employee of the retail forex counterparty, if the retail forex counterparty is not an FDIC-supervised insured depository institution; (3) An IAP, if the retail forex counterparty is an FDIC-supervised insured depository institution; and (4) Any relative or spouse of any of the foregoing persons, or any relative of such spouse, who shares the same home as any of the foregoing persons. (1) An FDIC-supervised insured depository institution; (2) A retail foreign exchange dealer; (3) A futures commission merchant; and (4) An affiliated person of a futures commission merchant. (1) The FDIC-supervised insured depository institution; (2) An officer, director or owner of ten percent or more of the capital stock of the FDIC-supervised insured depository institution; or (3) An employee of the FDIC-supervised insured depository institution, whose duties include: (i) The management of the FDIC-supervised insured depository institution's business; (ii) The handling of the FDIC-supervised insured depo

official document · source cfr-2024 · id 12:§ 349.14