Maintenance of records.

CFR · 2024-01-01 · US · Title 12

(a) (2) All such records shall be updated on a daily basis and shall be based upon values and information no less current than previous end-of-day values and information. (3) Except as provided in § 371.4(d), a records entity shall compile the records described in § 371.4(a) or § 371.4(b) (as applicable) in a manner that permits aggregation and disaggregation of such records by counterparty. If the records are maintained pursuant to § 371.4(b), they must be compiled by the records entity on a consolidated basis for itself and its reportable subsidiaries in a manner that also permits aggregation and disaggregation of such records by the records entity and its reportable subsidiary. (4) Records maintained pursuant to § 371.4(b) by a records entity that is a Part 148 affiliate shall be compiled consistently, in all respects, with records compiled by its affiliate(s) pursuant to Part 148. (5) A records entity shall maintain each set of daily records for a period of not less than five business days. (b) (c) (d) (e)

official document · source cfr-2024 · id 12:§ 371.3