Definitions.

CFR · 2024-01-01 · US · Title 12

For purposes of this subpart D, the following terms are defined as follows: (1) Is registered with the Commission under section 15(b) of the Securities Exchange Act of 1934 (15 U.S.C. 78o(b)); and (2) Is a member of SIPC.

official document · source cfr-2024 · id 12:§ 380.60