Communications with the public and equity holders.

CFR · 2024-01-01 · US · Title 12

(a) (b) To rely on this section, you must include the following legend in each communication in a prominent location: (c) All your written communications and all written communications by your directors, employees, and agents in connection with or relating to the proposed termination or any related transactions must be filed with us under this section on or before the date of first use. (d) We will require you to correct communications that we deem are misleading or inaccurate. (e) In addition to the filings we require under paragraph (c) of this section, we may require you to file timely any written communications you have knowledge of that are made by any other participants or their agents in connection with or related to the proposed termination or to any transaction related to the proposed termination. (f) An immaterial or unintentional failure to file or a delay in filing a written communication described in this section will not result in a violation of this section, as long as: (1) A good faith and reasonable effort was made to comply with the filing requirement; and (2) The written communication is filed as soon as practicable after discovery of the failure to file. (g) Communications that exist in electronic form must be filed electronically with the FCA as we direct. For communications that do not exist in electronic form, you must timely notify us by electronic mail and send us a copy by regular mail. (h) You do not need to file a written communication that does no

official document · source cfr-2024 · id 12:§ 611.1215