Providing investment advice for a fee.

CFR · 2024-01-01 · US · Title 12

(a) (b) (2) (i) Financial advisory and counseling activities, including strategic planning of a financial nature, merger and acquisition advisory services, advisory and structuring services related to project finance transactions, and providing market economic information to customers in general; (ii) Client-directed investment activities ( (iii) Investment advisory activities incidental to acting as a municipal securities dealer; (iv) Real estate management services provided to other financial institutions; (v) Real estate consulting services, including acting as a finder in locating, analyzing, and making recommendations regarding the purchase of property, and making recommendations concerning the sale of property; (vi) Advisory activities concerning bridge loans; (vii) Advisory activities for homeowners' associations; (viii) Advisory activities concerning tax planning and structuring; and (ix) Investment advisory activities authorized by the OCC under 12 U.S.C. 24(Seventh) as incidental to the business of banking.

official document · source cfr-2024 · id 12:§ 9.101