What are SBA's additional requirements for SBA Supervised Lenders concerning records?

CFR · 2024-01-01 · US · Title 13

(a) (b) (c) (1) All general and subsidiary ledgers (or other records) reflecting asset, liability, capital stock and additional paid-in capital, income, and expense accounts; (2) All general and special journals (or other records forming the basis for entries in such ledgers); and (3) The corporate charter, bylaws, application for determination of eligibility to participate with SBA, and all minutes books, capital stock certificates or stubs, stock ledgers, and stock transfer registers. (d) (1) All applications for financing; (2) Lending, participation, and escrow agreements; (3) Financing instruments; and (4) All other documents and supporting material relating to such loans, including correspondence. (e)

official document · source cfr-2024 · id 13:§ 120.461