Prohibited financial interests applicable to senior employees of the National Institutes of Health.

CFR · 2024-01-01 · US · Title 5

(a) (b) (1) (2) (c) (d) (1) (2) (i) The aggregate market value of the combined interests of the senior employee and the senior employee's spouse and minor children in any one substantially affected organization is equal to or less than the (ii) The holding, if it represents an equity interest, constitutes less than 1 percent of the total outstanding equity of the organization; and (iii) The total holdings in substantially affected organizations and sector mutual funds that, in the literature they distribute to prospective and current investors or participants, state the objective or practice of concentrating their investments in the securities of substantially affected organizations account for less than 50 percent of the total value of the combined investment portfolios of the senior employee and the senior employee's spouse and minor children. (3) (4) (5) (6) (ii) A senior employee or spouse or minor child of a senior employee may have an interest in a substantially affected organization that constitutes any interest in a sector mutual fund that, in the literature it distributes to prospective and current investors or participants, states the objective or practice of concentrating its investments in the securities of substantially affected organizations provided that: (A) The aggregate market value of the combined ownership interests of the senior employee and the senior employee's spouse and minor children in such sector funds is equal to or less than the (B) The total hol

official document · source cfr-2024 · id 5:§ 5501.110