Prohibited securities.

CFR · 2024-01-01 · US · Title 5

(a) (b) (1) Applicants for or holders of early site permits, construction permits, operating licenses, or combined construction permits and operating licenses for facilities which generate electric energy by means of a nuclear reactor; (2) State or local governments, if the primary purpose of the security is to finance the construction or operation of a nuclear reactor or a low-level waste facility; (3) Entities manufacturing or selling nuclear power or test reactors; (4) Architectural-engineering companies providing services relating to a nuclear power reactor; (5) Applicants for, or holders of, a certified standard design; (6) Entities licensed or regulated by the Commission to mill, convert, enrich, fabricate, store, or dispose of source, byproduct, or special nuclear material, or applicants for such licenses that are designated by the Commission because they are or will be substantially engaged in such nuclear fuel cycle or disposal activities; (7) The parent corporation of any subsidiary described in paragraphs (b)(1)-(b)(6) of this section; and (8) An energy or utility sector investment fund which has more than 25% of its assets invested in securities issued by entities described in paragraphs (b)(1)-(b)(7) of this section. (c) (1) A covered employee means: (i) A member of the Commission; (ii) The Inspector General of the NRC; (iii) A member of the Senior Executive Service (SES); (iv) An employee who holds a non-SES position above GG-15; and (v) Any other employee, incl

official document · source cfr-2024 · id 5:§ 5801.102