Other items required to be filed by RBIC with the Agency.

CFR · 2024-01-01 · US · Title 7

(a) (b) (c) (1) The proceedings covered by this paragraph (c) include any action by you, or by your security holder(s) in a personal or derivative capacity, against an officer, director, Investment Adviser/Manager or other Associate of yours for alleged breach of official duty. (2) The Agency may require you to submit copies of the pleadings and other documents it may specify. (3) Where proceedings have been terminated by settlement or final judgment, you must promptly advise the Agency of the terms. (4) This paragraph (c) does not apply to collection actions or proceedings to enforce your ordinary creditors' rights. (d) (e) (f)

official document · source cfr-2024 · id 7:§ 4290.660