How a change in size or activity of a Portfolio Concern affects the RBIC and the Portfolio Concern.

CFR · 2024-01-01 · US · Title 7

(a) (1) Subject to the overline limitations of § 4290.740, you may provide additional Financing to the Portfolio Concern up to the time it makes a public offering of its securities. (2) Even after the Portfolio Concern makes a public offering, you may exercise any stock options, warrants, or other rights to purchase Equity Securities which you acquired before the public offering, or fund Commitments you made before the public offering. (b) (2) (3) (c) (1) Retain your investment; and (2) Provide additional Financing to the Portfolio Concern to the extent necessary to protect against the loss of the amount of your original investment, subject to the overline limitations of § 4290.740.

official document · source cfr-2024 · id 7:§ 4290.760