Purchasing securities from an underwriter or other third party.

CFR · 2024-01-01 · US · Title 7

(a) (1) You purchase such securities within 90 days of the date the public offering is first made; (2) Your purchase price is no more than the original public offering price; and (3) The amount paid by you for the securities (less ordinary and reasonable underwriting charges and commissions) has been, or will be, paid to the issuer, and the underwriter certifies in writing that this requirement has been met. (b) (c) (d) (e)

official document · source cfr-2024 · id 7:§ 4290.825